James E. Doench

1 month ago | lexology.com | Stacie R. Hartman |Erin Martin |Rahul Patel |Todd P. Zerega |James E. Doench |Joseph Healy | +1 more

US Securities and Exchange Commission (SEC) Commissioner Hester Peirce and the SEC’s Crypto Task Force recently underscored the new administration’s commitment to engage with digital asset market participants in the near term. Commissioner Peirce issued a statement titled “There Must Be Some Way Out of Here” calling for public input on more than 50 questions with the goal of understanding how to better regulate crypto assets.

Oct 28, 2024 | jdsupra.com | James E. Doench |Barry N. Hurwitz

Compliance with the US Securities and Exchange Commission’s (SEC’s) new Rule 13f-2 is required as of January 2, 2025. Institutional investment managers whose short positions exceed a reporting threshold in the month of January 2025 must file a Form SHO by February 2025. In October 2023, the SEC adopted Rule 13f-2 under the Securities Exchange Act of 1934 (Exchange Act), which requires certain institutional investment managers to file new Form SHO.

Oct 28, 2024 | lexology.com | Barry N. Hurwitz |James E. Doench

Compliance with the US Securities and Exchange Commission’s (SEC’s) new Rule 13f-2 is required as of January 2, 2025. Institutional investment managers whose short positions exceed a reporting threshold in the month of January 2025 must file a Form SHO by February 2025. In October 2023, the SEC adopted Rule 13f-2 under the Securities Exchange Act of 1934 (Exchange Act), which requires certain institutional investment managers to file new Form SHO.

Oct 28, 2024 | morganlewis.com | Barry N. Hurwitz |James E. Doench

Compliance with the US Securities and Exchange Commission’s (SEC’s) new Rule 13f-2 is required as of January 2, 2025. Institutional investment managers whose short positions exceed a reporting threshold in the month of January 2025 must file a Form SHO by February 2025. In October 2023, the SEC adopted Rule 13f-2 under the Securities Exchange Act of 1934 (Exchange Act), which requires certain institutional investment managers to file new Form SHO.

Jul 30, 2024 | morganlewis.com | James E. Doench |Steven Stone |Amy Natterson Kroll |Christine Lombardo |John O'Brien |Christine Ayako Schleppegrell | +2 more

In an unusual move, on July 26, 2024, the Securities and Exchange Commission (SEC) stayed an order that was previously issued by its own Division of Trading and Markets just one week earlier on July 19, 2024.