Articles

  • 1 day ago | forbes.com | Sergei Klebnikov

    The Supreme Court just declined to hear a penny stock broker’s legal challenge to FINRA’s constitutionality. Despite it, a new bill aims to strip the self-regulatory body of its key powers, moving them to the SEC. Win McNamee/Getty ImagesWall Street’s top watchdog, the Financial Industry Regulatory Authority (FINRA), faces a pivotal moment amid converging legislative and legal challenges that could potentially reshape the future regulatory landscape.

  • 2 weeks ago | forbes.com.mx | Sergei Klebnikov

    Entrar en la reluciente sede de Venture Visionary Partners en Sylvania, Ohio, a las afueras de Toledo, se siente menos como entrar en una firma de gestión patrimonial y más como entrar en el vestíbulo de un innovador de Silicon Valley. Una serena cascada te da la bienvenida en la puerta; elegantes oficinas acristaladas bordean los pasillos, mientras que enormes pantallas digitales muestran datos en tiempo real y actualizaciones del mercado.

  • 3 weeks ago | forbes.com | Sergei Klebnikov

    Walking into Venture Visionary Partners’ gleaming Sylvania, Ohio headquarters just outside of Toledo feels less like entering a wealth management firm and more like stepping into the lobby of a Silicon Valley innovator. A serene waterfall greets you at the door; sleek glass offices line the halls, while oversized digital screens pulse with real-time data and market updates.

  • 1 month ago | forbes.com.mx | Sergei Klebnikov

    Si hoy en día se habla con cualquier asesor financiero, es probable que tenga una opinión firme sobre las llamadas “notas estructuradas”. Estos productos complejos se venden como las inversiones más rentables del mundo de la gestión patrimonial. Su especialidad es la flexibilidad: algunos están orientados al crecimiento y otros a la generación de ingresos. Las rentabilidades suelen tener un límite y, en todos los casos, el objetivo es limitar el riesgo de pérdidas.

  • 1 month ago | forbes.com | Sergei Klebnikov

    Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to any financial advisor these days, and he or she is likely to have a strong opinion about something known as “structured notes.” These complex products are sold as the “have your cake and eat it” investments of the wealth management world.

Journalists covering the same region

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Dennis Seid

Business Editor at Northeast Mississippi Daily Journal

Dennis Seid primarily covers news in Tupelo, Mississippi, United States and surrounding areas.

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Blake Alsup

Editor at Post and Courier York County

Blake Alsup primarily covers news in northern Mississippi, particularly around the area of Tupelo, Mississippi, United States and surrounding regions.

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Judy Rybak

Producer, 48 Hours at CBS News

Judy Rybak primarily covers news in various locations across Texas and Georgia, including Houston and surrounding areas.

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Sarah Gilliland

Travel Writer and Editor at Freelance

Sarah Gilliland primarily covers news in Alabama, United States, including cities like Montgomery and surrounding areas.

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Patrice Clark

General Assignment Reporter and Weekend Anchor at WLBT-TV (Jackson, MS)

General Assignment Reporter and Weekend Anchor at WDBD-TV (Jackson, MS)

Patrice Clark primarily covers news in Mississippi, United States, including areas around Jackson and Vicksburg.

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Sergei Klebnikov
Sergei Klebnikov @skleb1234
4 Apr 25

RT @Forbes: Exclusive: Wall Street Sours On Trump https://t.co/emp1EeK76i

Sergei Klebnikov
Sergei Klebnikov @skleb1234
2 Mar 25

RT @Forbes: With Congress acquiescing to all of Trump's wishes and the courts stacked in his favor, many are concerned about an unbridled p…

Sergei Klebnikov
Sergei Klebnikov @skleb1234
12 Dec 24

A recent court ruling in the ongoing legal battle between Utah-based brokerage #AlpineSecurities and #FINRA has added more uncertainty over the future of market regulation:

Forbes
Forbes @Forbes

Why A Court Of Appeals Win For FINRA Leaves The Regulator Weakened https://t.co/mI5XIysxIx https://t.co/nxLxRQUN7n